Our client is a human sized Swiss private bank based in Geneva with a sophisticated international and Swiss client base. To support their growth and acquisitions, they are looking to hire a Senior Compliance Officer to strengthen
its AML Compliance team.
Key responsibilities include ensuring Bank's compliance with legal, regulatory and internal requirements, supporting Head of AML in annual risk
assessments, monitoring regulatory developments and supporting with new regulations implementations,
assisting in audit preparation, and advising Front Office on compliance
matters.
Description
- Perform monitoring of internal and external transactions (Monitoring
transaction system)
- Conduct
PEP reviews and manage sanctions
- Conduct checks on cross-border activities, market abuse, wealth
management, and advisory activities
- Process requests from custodian banks and others for global due
diligence
- Detect and manage portfolios of relationships for any anomalies
- Support the Front-Office regarding AML and FT matters
- Provide necessary information for the periodic report of the department
to the management committee
- Ensure compliance with Swiss regulations and applicable bank regulations
(LFINMA, LBA, OBA-FINMA, CDB)
- Ensure compliance with the annual internal training program for bank
employees
- Handle MROS communication
Requirements
- +10 years of experience with a minimum of five years of experience in compliance in private banking in Switzerland
Benefits
You will thrive in this organization if you have:
- Have the ability and willingness to work in a small organization where you need to be hands-on and pro-active
- Good capacity to communicate at all levels of the hierarchy and the willingness to be an active business facilitator and contributor
What's on offer:
- A senior compliance role in a dynamic team and a growing bank
- An international, collaborative work environment withcommitment to employee learning and development