Our Future Employer
Our client is a well-established independent wealth management firm serving an international clientele. Renowned for its personalized approach and high professional standards, the firm is looking to strengthen its Compliance team with the addition of a motivated and detail-oriented Junior Compliance Officer.
Your Mission and Contribution
As part of the Compliance function, you will contribute to the effective implementation of the firm's regulatory and compliance framework. Working closely with business and control functions, you will support client onboarding activities, conduct compliance reviews, participate in transaction monitoring processes and assist in ensuring adherence to applicable regulatory requirements.
This role offers an excellent opportunity to further develop your expertise in AML, KYC and regulatory compliance within a dynamic wealth management environment.
Your Key Responsibilities
Client Due Diligence & AML Reviews
- Support the onboarding of new client relationships and periodic reviews of existing accounts.
- Assess client documentation to ensure completeness, accuracy and compliance with internal requirements.
- Perform KYC and due diligence reviews, including the assessment of beneficial ownership structures and higher-risk client profiles.
- Escalate potential risks and assist in the implementation of appropriate mitigating measures.
Transaction Monitoring & Compliance Controls
- Conduct transaction reviews and investigate unusual or potentially suspicious activities.
- Support the analysis and resolution of transaction monitoring alerts.
- Collaborate with internal stakeholders to ensure timely follow-up on compliance-related matters.
- Contribute to the ongoing enhancement of monitoring and control processes.
Regulatory Compliance & Governance
- Assist in maintaining compliance policies, procedures and internal documentation.
- Support regulatory reporting and compliance-related projects where required.
- Participate in internal and external audit exercises.
- Provide guidance and support to business teams on day-to-day compliance matters.
- Contribute to fostering a strong compliance culture across the organization.
Requirements
- Bachelor's or
Master's degree in Law, Finance, Economics, Business Administration or a
related field.
- Between 2 and
5 years of experience in Compliance, AML/KYC or Financial Crime Compliance
within a bank, asset manager, wealth manager or other financial institution.
- Good
understanding of AML, KYC and regulatory requirements applicable to the
financial sector.
- Compliance-related
certification or ongoing studies towards a professional qualification would be
considered an advantage.
- Strong analytical and problem-solving skills.
- Excellent
attention to detail and ability to manage multiple priorities.
- Good command
of Microsoft Office applications, particularly Excel.
- Fluency in
French and English is required; additional languages would be considered an
asset.
Benefits
You will thrive in this organization if you have
- A genuine interest in Compliance and regulatory matters.
- A proactive and solution-oriented mindset.
- Strong organizational skills and attention to detail.
- The ability to work both independently and as part of a team.
- Excellent communication and interpersonal skills.
- A willingness to learn and develop within a fast-paced environment.
What's on offer
- The opportunity to join a reputable and growing independent wealth management firm.
- Exposure to a broad range of Compliance and AML topics.